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Topic: Business
Number of pages / Number of words: 3 / 751
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Paragraph (c)(1)(i) of this section is applicable only when the contract, instruction, or plan to purchase or sell securities was given or entered into in good faith and not as part of a plan or scheme to evade the prohibitions of this section.

iii. This paragraph (c)(1)(iii) defines certain terms as used in paragraph (c) of this Section...


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This paragraph (c)(1)(iii) defines certain terms as used in paragraph (c) of this Section.

A. Amount. "Amount" means either a specified number of shares or other securities or a specified dollar value of securities.

B. Price. "Price" means the market price on a particular date or a limit price, or a particular dollar price...


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