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Topic: Business
Number of pages / Number of words: 3 / 608
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A broker no longer has due recourse against a securities officer. The securities officer can say and do whatever they feel without a broker taking action.

It was claimed that changes in the Act has also led to excessive auditing fees. San Diego-based Sempra Energy, with more than $9 Billion in revenues last year, total auditing fees rose 50 percent above the amount spent in 2003 to $13...


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A broker no longer has due recourse against a securities officer. The securities officer can say and do whatever they feel without a broker taking action.

It was claimed that changes in the Act has also led to excessive auditing fees. San Diego-based Sempra Energy, with more than $9 Billion in revenues last year, total auditing fees rose 50 percent above the amount spent in 2003 to $13...


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