Buy custom AG Edwards - SWOT analysis
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| Topic: |
Business
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| Number of pages / Number of words: |
4 / 1022 |
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With any financial company, the question of employees’ ethics seems to always surface. In this particular case, a major flaw on the company’s nearly impeccable record would have to be back in August of 2006, when the company was fined by the NYSE for “abuses in free-based accounts†(http://registeredrep...
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What basically happened was after these particular accounts were established; managers weren’t following firm guidelines regarding suitability of the accounts. They were charging annual fees when they should’ve been charging commission-based fees to account holders who rarely made transactions, resulting in more profit for the company...
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