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Topic: Business
Number of pages / Number of words: 7 / 1746
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As for any mistake or loss that might happen, the broker has to accept the loss and complete any necessary legal transactions to protect the client's benefits.

If a mistake or loss occurs because of the broker's violation of laws or his failure to comply with the regulations and member's codes of conduct, the broker will be punished...


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Punishment may include probation, fine, trading suspension, and membership dismissal, according to how serious the mistake is.

Investing online gives the investor a sense of control over their wealth. Buying and selling of a stock no longer requires another individual (third party intermediary). It saves the investor the added worries that come with the risk of utilizing a broker and the potential mistakes they can make...


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