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Topic: Business
Number of pages / Number of words: 8 / 2152
Essay's paper body

Contrasted with the Securities Act of 1933, which regulates these original issues, the Securities Exchange Act of 1934 regulates the secondary trading of those securities between persons often unrelated to the issuer.

Under the 1933 Act, plaintiffs do not have to prove fraud, gross negligence, or even negligence on the part of auditors...


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Contrasted with the Securities Act of 1933, which regulates these original issues, the Securities Exchange Act of 1934 regulates the secondary trading of those securities between persons often unrelated to the issuer.

Under the 1933 Act, plaintiffs do not have to prove fraud, gross negligence, or even negligence on the part of auditors...


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General points of the essay

Elaborate and explain the organizational structure, powers & function of the Securities Commission with a brief comparison and/or reference to the Kuala Lumpur Stock Exchange and Kuala Lumpur Commodities Exchange. Fred Stern & Co ACC492 Case Study Petermans Securities peachtree securities Securities Fraud Securities and Exchange Commission vs. Richard Hawkins Securities, Commodities, And Other Investments The Securities And Exchange Commission Trust Preferred Securities UK Mortage Securities Valuation Of Securities Wachovia Case Study-Marketable Securities Perfomance comparision of securities Securities Outliine securities market

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